Compliance Services
FSCA-approved support to keep your business compliant with FAIS, FICA, POPIA, and more.
Practical Compliance Support
At TT Compliance & Risk Services, we understand that compliance is not just about ticking boxes. It’s about building trust, protecting clients, and ensuring your business thrives.
As an FSCA-approved Category I & IV practice, we provide full-spectrum compliance services tailored to South African FSPs and accountable institutions.
Core Compliance Services
FSP Registration & Licensing
- Assistance with new FSP registrations across Category I–IV.
- Guidance on documentation, FSCA submissions, and approval processes.
Compliance Monitoring
- Regular monitoring visits and quarterly reports.
- Tracking FAIS Act and FSCA requirements.
- Liaising with FSCA during inspections.
Audit & Review Preparation
- Equipping your business for FSCA or FICA audits.
- Documentation support and mock reviews.
Representative Register Maintenance
- Keeping your Rep Register up to date.
- Ensuring Fit & Proper compliance.
FAIS Ombud Support
- Assistance in managing Ombud-related matters.
- Ensuring fair outcomes under TCF principles.
FSCA Profile Changes
- Submission of director, rep, or structural changes.
- Ensuring FSCA records are accurate and compliant.
FICA Compliance Made Simple
We help accountable institutions implement and maintain robust FICA programmes, keeping you aligned with the Financial Intelligence Centre (FIC).
- Risk Management & Compliance Programmes (RMCPs)
- Customer Due Diligence (KYC)
- Record-Keeping & Reporting
- Suspicious Transaction Reporting
- Employee Training & Awareness
- Appointing a Compliance Officer
FAIS Monitoring
As an FSCA-approved external compliance practice, TTCS supports Financial Services Providers (FSPs) with ongoing FAIS monitoring and supervision.
- Monitoring compliance with the FAIS Act and FSCA standards.
- Submitting regular compliance reports to the FSCA.
- Supervising internal compliance functions.
- Providing quarterly written reports and recommendations.
Other Compliance Services
- Representative Register Maintenance
- FSCA Profile Changes (directors, reps, structures)
- FAIS Ombud Support
- POPIA Compliance Support
- TCF Integration
- Audit Preparation (FSCA & FICA audits)
Related Services
FSP Licensing Support
FICA Compliance Solutions
Risk-based monitoring, KYC, reporting, and compliance officer support.
Beyond the Basics
Our services also extend to helping you implement POPIA and Treating Customers Fairly (TCF) principles, aligning your business with ethical and customer-first compliance.
The TTCS Advantage
Trusted
FSCA-approved and backed by proven industry expertise.
Comprehensive
End-to-end solutions across compliance, risk, licensing, and training.
Efficient
Streamlined processes that save you time and reduce stress.
Proactive
Anticipating regulatory changes and preparing your business for the future.